OUR APPROACH

OUR MISSION

Our mission is to preserve and enhance wealth through comprehensive financial, investment, and retirement planning designed to help you achieve your unique goals.

Waller & Wax takes a unique approach to wealth management by quarterbacking a team of professionals to address your financial, retirement and life goals. Through collaboration with other professionals, we are able to stay abreast of the latest developments from a much broader perspective and provide you with specialized attention and expertise. Our broad understanding of your circumstances allows us to anticipate your needs in a proactive manner and advise you in all aspects of your life that have financial implications.

The professionals on your team include:

  • Lawyers*
  • Insurance Professionals
  • CPAs/Tax Advisors*
  • Corporate Advisors

PROFESSIONAL TEAM COORDINATION

A key component of the wealth management services offered by Waller & Wax Advisors is comprehensive professional team coordination. Through quarterbacking your advisors, including your CPA, estate attorney and insurance professionals, we ensure all professionals are working collaboratively and with your best interests in mind. This streamlines the process of achieving, maintaining, and monitoring your wealth goals. Rather than allocating your valuable time to managing multiple professionals, the Waller & Wax Team will do this for you.

Our process for quarterbacking your professional team includes the following stages:

UNDERSTAND

Our first step is to develop a complete understanding of your personal mission and identify all existing professional relationships. This allows us to assess your overall financial structure and helps us uncover any gaps that may exist.

COORDINATE

We work with the professionals on your team to understand their role and develop a unified process for handling your financial matters.

PLAN

Collaborating with your other professionals, we develop a custom strategy to address your primary financial concerns: wealth enhancement, wealth transfer, wealth protection, and charitable giving objectives.

IMPLEMENT

We routinely manage the progress of your professional team towards your financial, retirement, and life goals. Through phone calls and in-person meetings, we keep the team informed of the status of your portfolio and any changes that need to be considered.

CORE VALUES

Trust.

The Waller & Wax team has been trusted to prudently manage high net worth portfolios since 1984.

Focus.

Our firm has succeeded by relentlessly focusing on the unique needs of our clients.

Personal Attention.

Our clients enjoy privileged access to insightful economic analysis and the personal attention their portfolios require.

CODE OF ETHICS

We subscribe to the Code of Ethics adopted by the CFP® Board of Standards. The touchstones of that Code include:

  • Integrity.

    We’ll earn and keep your trust by demonstrating the highest standards of personal and professional integrity.

  • Objectivity.

    We will be honest and impartial in the recommendations and suggestions we make.

  • Competence.

    Our service to you will be rooted in knowledge, experience, and continuing professional education.

  • Fairness.

    Our standard is intellectual honesty, impartial evaluation, and disclosure of any conflicts of interest, real or potential.

  • Confidentiality.

    Safeguarding your privacy and protecting the information you disclose to us is a top priority.

  • Professionalism.

    Our relationship with you will be characterized by dignity, courtesy and respect.

  • Diligence.

    We will respond to your questions, needs, and requests promptly and thoroughly.

*Raymond James is not affiliated with and does not endorse any individual referenced professional. Raymond James and its advisors do not offer tax or legal advice. You should discuss any tax or legal matters with the appropriate professional.