Model allocations will be adjusted based on changes to macro indicators. Asset Classes showing relative strength versus other Asset Classes will be emphasized; weakness will be de-emphasized or eliminated.
This glossary is being provided in our subsequent data packet of our client Investment Plan. The purpose is to provide basic knowledge of some basic investing concepts as well as some of our processes and policies used to construct and manage their portfolio.
Investors should consider the investment objectives, risks and charges and expenses of mutual funds and exchange-traded funds carefully before investing. The prospectus contains this and other information about mutual funds and exchange-traded funds. The prospectus is available from your financial advisor and should be read carefully before investing.
Investing involves risk and you may incur a profit or loss regardless of strategy selected. Diversification and asset allocation do not ensure a profit or protect against a loss. The information is not a complete summary or statement of all available data necessary for making an investment decision and does not constitute a recommendation. Clients should periodically re-evaluate whether the use of an asset-based fee continues to be appropriate in servicing their needs. A list of additional considerations, as well as the fee schedule, is available in the firm’s Form ADV Part 2A as well as the client agreement.
Raymond James and Waller & Wax Advisors do not provide tax advice. Please consult your tax advisor.
Securities offered through Raymond James Financial Services, Inc. Member FINRA/SIPC. Investment advisory services are offered through Waller & Wax Advisors Inc. and Raymond James Financial Services Advisors, Inc. Waller & Wax Advisors Inc. is not a registered broker/dealer and is independent of Raymond James Financial Services.